Final reminder to register for FCA interim permission
BY AMI IN FCA, Newsflash On 24th March 2014
As you are aware OFT’s Consumer Credit regime is transferring to the FCA on 1 April 2014. [...]
6 years ago / Comments Off on Final reminder to register for FCA interim permission
24
MAR
FCA publishes guidance on its ‘outcomes based’ approach to supervision
BY AMI IN FCA, Newsflash On 23rd March 2014
In October 2012 FCA outlined the main features of its new approach to supervision and then in July 2013 it published its approach to advancing its objectives. [...]
6 years ago / Comments Off on FCA publishes guidance on its ‘outcomes based’ approach to supervision
23
MAR
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MMR update – FCA webcast and FAQs
BY AMI IN FCA, Newsflash On 11th March 2014
The FCA recently conducted surveys to establish lender and broker readiness. In undertaking this, brokers indicated there were a number of areas where they wanted more information. These included [...]
6 years ago / Comments Off on MMR update – FCA webcast and FAQs
11
MAR
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FCA updates its Thematic Review on the risks to customers from financial incentives
BY AMI IN FCA, Newsflash On 10th March 2014
FCA has provided an update on its work on financial incentives. In general, FCA’s view is that firms have done well in making changes to their incentive schemes and improving their controls but that some firms need to do [...]
6 years ago / Comments Off on FCA updates its Thematic Review on the risks to customers from financial incentives
10
MAR
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AMI secures consumer credit exemption for mortgage brokers
BY AMI IN FCA, Newsflash On 4th March 2014
At the end of last week FCA published it policy statement on its final rules for the regulation of the Consumer Credit industry. [...]
6 years ago / Comments Off on AMI secures consumer credit exemption for mortgage brokers
4
MAR
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