Nov 20 – Getting to grips

BY IN Article On 17th November 2020

The FCA has written to all mortgage intermediary firms setting out its supervisory agenda for the next 12 months.  The six page letter sets out the key issues it is concerned about – firms should be able to clearly demonstrate [...]

2 weeks ago / Comments Off on Nov 20 – Getting to grips

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Nov 20 – Certification rears its head and shouts out

BY IN Article On 17th November 2020

As part of the same letter to the mortgage intermediary portfolio, the FCA has reminded all directly authorised firms that they have until 31 March 2021 to ensure all staff in certified roles are fit and proper to perform those [...]

2 weeks ago / Comments Off on Nov 20 – Certification rears its head and shouts out

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Nov 20 – GI market study and consultation

BY IN Newsflash On 10th November 2020

In September 2020, FCA released its final market study report into GI pricing practices.  Alongside this, it also released a consultation paper which AMI plan to respond to. A policy statement is expected in Q2 2021, with implementation expected four [...]

3 weeks ago / Comments Off on Nov 20 – GI market study and consultation

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Nov 20 – AMI Viewpoint 2020 – The New Protection Challenge

BY IN Newsflash On 5th November 2020

This morning AMI launched our Viewpoint 2020 – The New Protection Challenge.  We were joined by sponsors L&G and Royal London as we revealed the findings [...]

4 weeks ago / Comments Off on Nov 20 – AMI Viewpoint 2020 – The New Protection Challenge

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Oct 20 – Starting the wrong race

BY IN Article On 3rd November 2020

The FCA recently issued a call for input to look at where the consumer investment advice market is not working well and to seek views on what changes can be made to improve the protections and outcomes. On the face [...]

4 weeks ago / Comments Off on Oct 20 – Starting the wrong race

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