Archive by Category: FCA

June 16 – Significant AMI Win on FCA Fees

BY IN FCA, Newsflash On 30th June 2016

AMI made a series of objections in responding to this year’s FCA fees consultation.  As one of only two organisations to object to the additional consumer buy to let (CBTL) fees, AMI is pleased that the FCA has agreed to [...]

9 months ago / Comments Off on June 16 – Significant AMI Win on FCA Fees

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Apr 16 Automatic P2P Permission

BY IN FCA, Newsflash On 8th April 2016

We have been advised that a significant number of firms have received an email earlier this week from the FCA confirming that a permission to advise on peer-to-peer (P2P) agreements was automatically added on 6 April. This applies to firms [...]

12 months ago / Comments Off on Apr 16 Automatic P2P Permission

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Buy to let: permissions

BY IN FCA, Members Only, Newsflash On 18th January 2016

From 21 March 2016 broking buy-to-let mortgages will no longer be a regulated activity. Intermediaries will therefore no longer need to hold a consumer credit permission to advise on unregulated buy-to-let mortgages. There will however still be instances where a [...]

1 year ago / Comments Off on Buy to let: permissions

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JAN

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Your 2015/16 invoice for FCA fees

BY IN FCA, Members Only, Newsflash On 7th July 2015

Members will be aware from our earlier messages and the considerable noise in the trade press that they are likely to see a significant rise in their FCA invoice in 2015. [...]

2 years ago / Comments Off on Your 2015/16 invoice for FCA fees

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FCA fee rates 2015/16

BY IN FCA, Newsflash On 27th April 2015

In response to the FCA’s consultation on its 2015/16 fee rates, AMI has issued a joint letter with the Association of Professional Financial Advisers urging for the FCA’s disproportionate fee increase to be reviewed. The letter has been sent to [...]

2 years ago / Comments Off on FCA fee rates 2015/16

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FCA proposes new processes for complaints and buy-to-let

BY IN FCA, Newsflash On 18th March 2015

Complaints handling: The FCA issued a consultation on overhauling the complaints process. The main changes it proposed are: [...]

2 years ago / Comments Off on FCA proposes new processes for complaints and buy-to-let

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MAR

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FCA confirms policy proposals for 2015/16 regulatory fees

BY IN FCA, Newsflash On 26th February 2015

The FCA proposed its 2015/16 policy for regulatory fees and levies in the form of a consultation. [...]

2 years ago / Comments Off on FCA confirms policy proposals for 2015/16 regulatory fees

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FCA’s guidance consultation on using social media for financial promotions

BY IN FCA, Newsflash On 7th August 2014

  FCA has issued a guidance consultation on its supervisory approach when firms use social media for financial promotions. [...]

3 years ago / Comments Off on FCA’s guidance consultation on using social media for financial promotions

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AUG

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FCA publishes its proposals for regulatory fees and levies for 2014/15

BY IN FCA, Newsflash On 1st April 2014

  FCA has published its consultation on the proposed regulatory fees and levies for 2014/15. [...]

3 years ago / Comments Off on FCA publishes its proposals for regulatory fees and levies for 2014/15

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Final reminder to register for FCA interim permission

BY IN FCA, Newsflash On 24th March 2014

  As you are aware OFT’s Consumer Credit regime is transferring to the FCA on 1 April 2014. [...]

3 years ago / Comments Off on Final reminder to register for FCA interim permission

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MAR

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