FCA Consultation on Fees & Levies for 2024/25

Members may have seen that the FCA issued their annual consultation on the fees charged to firms on Tuesday 9th March – AMI comments…

Consumer Duty has made vulnerability about ‘characteristics’ rather than ‘binary’

Chloe Timperley’s comments from the British Specialist Lending Senate 2024 regulatory expectations around vulnerability…

Your March update from AMI Chief Executive Robert Sinclair

AMI Chief Executive Robert Sinclair gives his March update, including the Mortgage Charter and the FCA annual business plan…

Sexism in the City feedback: recommendations for firms

The feedback report for the September Sexism in the City paper has been released. We are cited in the report, relating to our event code of conduct…

AI will not replace ‘divergent or creative’ thinking

Chloe Timperley’s comments from the British Specialist Lending Senate 2024 on generative AI and regulatory expectations around vulnerability…

Mortgage Brokers: The climate is changing, should you?

The Mortgage Climate Action Group (MCAG) is delighted to invite you to its upcoming webinar: ‘The Climate is Changing, Should You?’ on 18th March at 10am…

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FCA Financial Resilience Survey

Survey

Between 14th February – 17th February 2023 firms will receive, via e-mail, a Financial Resilience Survey from the FCA (firms with investment business/linked to a parent firm with investment business may receive this earlier, between 7 February-10 February 2023).

If your firm receives the survey, completion is mandatory under section 165 of the Financial Services and Markets Act (FSMA). The e-mail from the FCA should confirm when the survey is to be completed by.

The FCA has proposed to replace the Financial Resilience Survey with a permanent regulatory return. This has not yet been confirmed (we are expecting an update by summer 2023) and therefore firms should continue to complete the survey in the usual way.

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