Your March ’25 update from AMI Chief Executive Stephanie Charman

AMI Chief Executive Stephanie Charman summarises a hectic March, with FCA updates and ongoing AMI work...

Your March 2025 mortgage & regulatory update

AMI's monthly mortgage & regulatory update, including FCA announcements, case studies & proposals, FOS updates and AMI's work on behalf of our members...

Advice is totally on the hook

Former AMI Chief Exec Robert Sinclair discusses the implications and complexities of advising in the later life market in this article written for Paradigm...

Supporting customers in vulnerable circumstances

The FCA recently released several publications on how firms support customers in vulnerable circumstances - AMI's key takeaways and next step for members...

What does the FCA’s Protection Market Study mean for mortgage brokers?

The FCA recently confirmed areas of focus for its protection market study. AMI has created a summary for members and outlined next steps...
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Your March ’25 update from AMI Chief Executive Stephanie Charman

AMI Chief Executive Stephanie Charman summarises a hectic March, with FCA updates and ongoing AMI work...

Your March 2025 mortgage & regulatory update

AMI's monthly mortgage & regulatory update, including FCA announcements, case studies & proposals, FOS updates and AMI's work on behalf of our members...

Advice is totally on the hook

Former AMI Chief Exec Robert Sinclair discusses the implications and complexities of advising in the later life market in this article written for Paradigm...

Supporting customers in vulnerable circumstances

The FCA recently released several publications on how firms support customers in vulnerable circumstances - AMI's key takeaways and next step for members...

What does the FCA’s Protection Market Study mean for mortgage brokers?

The FCA recently confirmed areas of focus for its protection market study. AMI has created a summary for members and outlined next steps...
AMI member? Log in here

FCA Financial Resilience Survey

Survey

Between 14th February – 17th February 2023 firms will receive, via e-mail, a Financial Resilience Survey from the FCA (firms with investment business/linked to a parent firm with investment business may receive this earlier, between 7 February-10 February 2023).

If your firm receives the survey, completion is mandatory under section 165 of the Financial Services and Markets Act (FSMA). The e-mail from the FCA should confirm when the survey is to be completed by.

The FCA has proposed to replace the Financial Resilience Survey with a permanent regulatory return. This has not yet been confirmed (we are expecting an update by summer 2023) and therefore firms should continue to complete the survey in the usual way.

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AMI is the trading name of The Association of Mortgage Intermediaries Limited which is a company limited by guarantee, registered in England and Wales under the Companies Acts with number 7982341. Our registered address is Celixir House, Stratford Business & Technology Park, Innovation Way, Banbury Road, Stratford-upon-Avon, Warwickshire, CV37 7GZ.

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