FCA Consultation on Fees & Levies for 2024/25

Members may have seen that the FCA issued their annual consultation on the fees charged to firms on Tuesday 9th March – AMI comments…

Consumer Duty has made vulnerability about ‘characteristics’ rather than ‘binary’

Chloe Timperley’s comments from the British Specialist Lending Senate 2024 regulatory expectations around vulnerability…

Your March update from AMI Chief Executive Robert Sinclair

AMI Chief Executive Robert Sinclair gives his March update, including the Mortgage Charter and the FCA annual business plan…

Sexism in the City feedback: recommendations for firms

The feedback report for the September Sexism in the City paper has been released. We are cited in the report, relating to our event code of conduct…

AI will not replace ‘divergent or creative’ thinking

Chloe Timperley’s comments from the British Specialist Lending Senate 2024 on generative AI and regulatory expectations around vulnerability…

Mortgage Brokers: The climate is changing, should you?

The Mortgage Climate Action Group (MCAG) is delighted to invite you to its upcoming webinar: ‘The Climate is Changing, Should You?’ on 18th March at 10am…

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FCA financial resilience survey

The FCA has confirmed it will repeat its financial resilience survey. If your firm receives it, completion is mandatory.

Firms will receive the survey by e-mail between 18 and 21 October 2022 (for some firms this will be between 11 and 14 October 2022, due to their primary portfolio allocation). Please check it has come from either FCA@fcanewsletters.org.uk or an @fca.org.uk email address.

The FCA is asking firms to complete the survey to help it understand how the current financial climate is impacting firms. AMI understands that completing the survey can be frustrating for firms but it is clear the FCA obtain value from the exercise.

With the cost of living challenges and the FCA wanting to become more data driven as part of its approach to supervision, AMI believes it’s likely these surveys will continue for the foreseeable future.

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