September 2016 – Introducing standards

BY IN Article On 21st September 2016

With the introduction and upcoming expansion of the Senior Managers’ Regime, and diminishing of direct supervision, there is an increasing need to move towards self-regulation.  Firms will need to ensure responsibilities are clearly allocated and as the consequences for misconduct will be higher, there will no doubt be a strengthening of processes. This content is for members only please to view. Not a member? Join today!


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