Completion of the FCA’s Section 165 (S165) data request is due by 28th February


A reminder to firms with ARs and/or IARs that the FCA’s Section 165 (S165) data request needs to be completed and submitted by 28th February 2023.

AMI has updated its Q&A document following discussion with member firms and the FCA. Click here to view.

For more information on the S165 data request please click here.

My firm has ARs/IARs but hasn’t received the data request?

Check your spam/junk folder first. If it’s not there, please check your Principal User details on Connect are up to date and email to ask for the request.

I’ve submitted the data request but I’ve realised some of the information is incorrect. Can I re-submit?

Yes, you can resubmit the data – email and the FCA will send you a new link to reopen the form. Everything you entered previously will be pre-populated.

What happens if I don’t respond to the S165?

Firms within scope that do not respond to the request could be subject to further action by the FCA.

If firms have any queries please contact

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